Insider Trading disclosures for Transphorm Inc

The latest disclosure was made by Primit Parikh in Transphorm Inc where a trade of 192,000 Stock Option (right to buy) done was reported to US exchanges on June 20, 2024.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Primit Parikh Director, PRESIDENT AND CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Jun 2024 192,000 0 - - Stock Option (right to buy)
Cynthia Moreland Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Jun 2024 50,000 0 - - Stock Option (right to buy)
Cynthia Moreland Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Jun 2024 82,106 0 - - Common Stock
Katharina G. McFarland Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Jun 2024 55,000 0 - - Stock Option (right to buy)
Katharina G. McFarland Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Jun 2024 81,323 0 - - Common Stock
Julian Michael Humphreys Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Jun 2024 55,000 0 - - Stock Option (right to buy)
Julian Michael Humphreys Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Jun 2024 91,037 0 - - Common Stock
Umesh Mishra Director, Chief Technology Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Jun 2024 21,000 0 - - Stock Option (right to buy)
Umesh Mishra Director, Chief Technology Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Jun 2024 6,870 0 - - Stock Option (right to buy)
Umesh Mishra Director, Chief Technology Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Jun 2024 272,298 0 - - Stock Option (right to buy)
Umesh Mishra Director, Chief Technology Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Jun 2024 127,238 0 - - Stock Option (right to buy)
Umesh Mishra Director, Chief Technology Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Jun 2024 359,720 0 - - Common Stock
Umesh Mishra Director, Chief Technology Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Jun 2024 4,655 0 - - Stock Option (right to buy)
Umesh Mishra Director, Chief Technology Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Jun 2024 115,200 0 - - Stock Option (right to buy)
Umesh Mishra Director, Chief Technology Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Jun 2024 1,563 0 - - Stock Option (right to buy)
Kelly Smales Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Jun 2024 69,677 0 - - Common Stock
Kelly Smales Director Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Jun 2024 55,000 0 - - Stock Option (right to buy)
Primit Parikh Director, PRESIDENT AND CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Jun 2024 4,655 0 - - Stock Option (right to buy)
Primit Parikh Director, PRESIDENT AND CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Jun 2024 1,563 0 - - Stock Option (right to buy)
Primit Parikh Director, PRESIDENT AND CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Jun 2024 105,000 0 - - Stock Option (right to buy)
Primit Parikh Director, PRESIDENT AND CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Jun 2024 6,870 0 - - Stock Option (right to buy)
Primit Parikh Director, PRESIDENT AND CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Jun 2024 207,228 0 - - Stock Option (right to buy)
Primit Parikh Director, PRESIDENT AND CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Jun 2024 80,891 0 - - Stock Option (right to buy)
Cameron McAulay Chief Financial Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Jun 2024 67,722 0 - - Stock Option (right to buy)
Cameron McAulay Chief Financial Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Jun 2024 70,400 0 - - Stock Option (right to buy)
Cameron McAulay Chief Financial Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Jun 2024 33,000 0 - - Stock Option (right to buy)
Cameron McAulay Chief Financial Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Jun 2024 182,048 0 - - Common Stock
Cameron McAulay Chief Financial Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Jun 2024 62,168 0 - - Stock Option (right to buy)
Primit Parikh Director, PRESIDENT AND CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Jun 2024 489,310 0 - - Common Stock
Kelly Smales Director Sale of securities on an exchange or to another person at price $ 4.89 per share. 22 May 2024 3,996 69,677 - 4.9 19,548 Common Stock
Katharina G. McFarland Director Sale of securities on an exchange or to another person at price $ 4.89 per share. 22 May 2024 3,996 81,323 - 4.9 19,548 Common Stock
Katharina G. McFarland Director Sale of securities on an exchange or to another person at price $ 4.85 per share. 24 Apr 2024 840 85,319 - 4.9 4,074 Common Stock
Kelly Smales Director Sale of securities on an exchange or to another person at price $ 4.85 per share. 24 Apr 2024 475 73,673 - 4.9 2,304 Common Stock
Kelly Smales Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Apr 2024 1,356 74,148 - 0 Common Stock
Julian Michael Humphreys Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Apr 2024 1,409 91,037 - 0 Common Stock
Katharina G. McFarland Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Apr 2024 2,400 86,159 - 0 Common Stock
Cynthia Moreland Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Apr 2024 1,043 82,106 - 0 Common Stock
Kelly Smales Director Sale of securities on an exchange or to another person at price $ 4.90 per share. 04 Apr 2024 766 72,792 - 4.9 3,753 Common Stock
Primit Parikh Director, PRESIDENT AND CEO Sale of securities on an exchange or to another person at price $ 4.80 per share. 29 Feb 2024 6,000 489,310 - 4.8 28,806 Common Stock
Kelly Smales Director Sale of securities on an exchange or to another person at price $ 4.81 per share. 28 Feb 2024 3,996 73,558 - 4.8 19,225 Common Stock
Katharina G. McFarland Director Sale of securities on an exchange or to another person at price $ 4.81 per share. 28 Feb 2024 3,996 83,759 - 4.8 19,225 Common Stock
Kelly Smales Director Sale of securities on an exchange or to another person at price $ 4.82 per share. 24 Jan 2024 471 77,554 - 4.8 2,271 Common Stock
Katharina G. McFarland Director Sale of securities on an exchange or to another person at price $ 4.82 per share. 24 Jan 2024 833 87,755 - 4.8 4,015 Common Stock
Michael Humphreys Julian Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jan 2024 1,397 89,628 - 0 Common Stock
Moreland Cynthia Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jan 2024 1,035 81,063 - 0 Common Stock
Katharina McFarland G. Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jan 2024 2,380 88,588 - 0 Common Stock
Kelly Smales Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jan 2024 1,345 78,025 - 0 Common Stock
Smales Kelly Director Sale of securities on an exchange or to another person at price $ 3.90 per share. 04 Jan 2024 766 76,680 - 3.9 2,987 Common Stock
Kelly Smales Director Sale of securities on an exchange or to another person at price $ 3.61 per share. 02 Jan 2024 2,187 77,446 - 3.6 7,895 Common Stock
Cameron McAulay Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.65 per share. 01 Jan 2024 5,650 182,048 - 3.7 20,623 Common Stock
Umesh Mishra Director, Chief Technology Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.65 per share. 01 Jan 2024 3,390 359,720 - 3.7 12,374 Common Stock
Parikh Primit Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.65 per share. 01 Jan 2024 6,780 495,310 - 3.7 24,747 Common Stock
Umesh Mishra Director, Chief Technology Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Aug 2023 115,200 115,200 - - Stock Option (right to buy)
Primit Parikh Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Aug 2023 192,000 192,000 - - Stock Option (right to buy)
Primit Parikh Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Aug 2023 288,000 510,159 - 0 Common Stock
Cameron McAulay Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Aug 2023 105,600 190,234 - 0 Common Stock
Umesh Mishra Director, Chief Technology Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Aug 2023 172,800 364,724 - 0 Common Stock
Cameron McAulay Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Aug 2023 70,400 70,400 - - Stock Option (right to buy)
Julian Michael Humphreys Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.30 per share. 21 Jul 2023 1,675 36,675 - 3.3 5,528 Common Stock
Julian Michael Humphreys Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Jul 2023 21,875 0 - - Subscription Rights (right to buy)
Umesh Mishra Director, Chief Technology Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Jul 2023 97,967 0 - - Subscription Rights (right to buy)
Umesh Mishra Director, Chief Technology Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.30 per share. 21 Jul 2023 7,500 191,924 - 3.3 24,750 Common Stock
Kelly Smales Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Jul 2023 15,312 0 - - Subscription Rights (right to buy)
Kelly Smales Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.30 per share. 21 Jul 2023 1,173 36,173 - 3.3 3,871 Common Stock
Cameron McAulay Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Jul 2023 36,870 0 - - Subscription Rights (right to buy)
Cameron McAulay Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.30 per share. 21 Jul 2023 3,031 84,634 - 3.3 10,002 Common Stock
Primit Parikh Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.30 per share. 21 Jul 2023 3,100 222,159 - 3.3 10,230 Common Stock
Primit Parikh Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Jul 2023 40,493 0 - - Subscription Rights (right to buy)
Katharina G. McFarland Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.30 per share. 21 Jul 2023 3,014 38,014 - 3.3 9,946 Common Stock
Katharina G. McFarland Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Jul 2023 19,687 0 - - Subscription Rights (right to buy)
Umesh Mishra Director, Chief Technology Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.40 per share. 01 Jul 2023 14,360 184,424 - 3.4 48,824 Common Stock
Cameron McAulay Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.40 per share. 01 Jul 2023 8,605 81,603 - 3.4 29,257 Common Stock
Primit Parikh Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.40 per share. 01 Jul 2023 14,360 219,059 - 3.4 48,824 Common Stock
Primit Parikh President and COO Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.44 per share. 01 Jan 2023 16,183 233,419 - 5.4 88,036 Common Stock
Mario A. Rivas Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.44 per share. 01 Jan 2023 12,533 122,213 - 5.4 68,180 Common Stock
Umesh Mishra Director, Chief Technology Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jan 2023 8,272 214,967 - 0 Common Stock
Umesh Mishra Director, Chief Technology Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.44 per share. 01 Jan 2023 16,183 198,784 - 5.4 88,036 Common Stock
Cameron McAulay Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.44 per share. 01 Jan 2023 10,193 90,208 - 5.4 55,450 Common Stock
Cameron McAulay Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jan 2023 13,786 100,401 - 0 Common Stock
Mario A. Rivas Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jan 2023 16,544 134,746 - 0 Common Stock
Primit Parikh President and COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jan 2023 16,544 249,602 - 0 Common Stock
Primit Parikh President and COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Dec 2022 4,655 4,655 - - Stock Option (right to buy)
Umesh Mishra Director, Chief Technology Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Dec 2022 4,655 4,655 - - Stock Option (right to buy)
Primit Parikh President and COO Sale of securities on an exchange or to another person at price $ 5.63 per share. 29 Nov 2022 1,648 233,058 - 5.6 9,285 Common Stock
Primit Parikh President and COO Sale of securities on an exchange or to another person at price $ 6.04 per share. 29 Nov 2022 1,852 234,706 - 6.0 11,177 Common Stock
Primit Parikh President and COO Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.34 per share. 23 Nov 2022 1,000 238,558 - 4.3 4,340 Common Stock
Primit Parikh President and COO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 23 Nov 2022 1,000 80,891 - - Stock Option (right to buy)
Primit Parikh President and COO Sale of securities on an exchange or to another person at price $ 6.64 per share. 23 Nov 2022 2,000 236,558 - 6.6 13,282 Common Stock
Primit Parikh President and COO Sale of securities on an exchange or to another person at price $ 5.67 per share. 17 Nov 2022 8,927 237,558 - 5.7 50,652 Common Stock
Cameron McAulay Chief Financial Officer Sale of securities on an exchange or to another person at price $ 5.67 per share. 17 Nov 2022 2,806 86,615 - 5.7 15,921 Common Stock
Umesh Mishra Director, Chief Technology Officer Sale of securities on an exchange or to another person at price $ 5.67 per share. 17 Nov 2022 1,785 206,695 - 5.7 10,128 Common Stock
Mario A. Rivas Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 5.67 per share. 17 Nov 2022 3,571 118,202 - 5.7 20,262 Common Stock
Primit Parikh President and COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Aug 2022 1,563 1,563 - - Stock Option (right to buy)
Umesh Mishra Director, Chief Technology Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Aug 2022 1,563 1,563 - - Stock Option (right to buy)
Primit Parikh President and COO Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.34 per share. 28 Feb 2022 1,000 246,485 - 4.3 4,340 Common Stock
Primit Parikh President and COO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Feb 2022 1,000 81,891 - - Stock Option (right to buy)
Primit Parikh Chief Operating Officer Sale of securities on an exchange or to another person at price $ 7.38 per share. 28 Feb 2022 3,000 245,485 - 7.4 22,131 Common Stock
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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